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In addition to natural persons, the transactions of Guotai Junan A-shares and Haitong Securities A-shares by relevant institutions mainly involve self-operated accounts, asset management accounts and margin financing and securities lending accounts of institutions.Han Zhi Da has been the vice president of Guotai Junan since July 17, 2024. The stock source of Guotai Junan is the restricted stock incentive plan, and the trading of Guotai Junan stock occurred before I became the vice president of Guotai Junan. According to the self-inspection report, Han Zhi Da sold 138,600 shares on May 15th, 2024. According to the self-inspection report issued by Han Zhida, it still holds 71,400 restricted shares.

According to the announcement, for the above-mentioned behavior of buying and selling stocks during the self-inspection, the insiders of relevant insider information have issued self-inspection reports or explanations and commitments respectively, all of which indicate that the relevant operations are entirely based on the open market and personal independent judgment, and are purely personal investment behaviors, which have nothing to do with this major asset restructuring, and there is no situation of using the insider information of this major asset restructuring for trading.The results show that 11 related natural persons are involved in buying and selling A shares of Guotai Junan and Haitong Securities. Including Han Zhida, vice president of Guotai Junan, Zhao Hong, chief auditor, Xiong Xiaohua, the mother of supervisor Shen Yun, Huang Guan Tu, the father of employee Huang Wenxin, and Zhou Yang, the spouse of Lv Na, an overseas legal consultant of Haitong Securities and a consultant lawyer of Gao Weishen Law Firm.Choose your nickname! First come, first served, go to customization > >

Zhao Hong has been the chief auditor of Guotai Junan since October 30, 2024. The stock source of Guotai Junan is the restricted stock incentive plan. Trading Guotai Junan shares occurred before he became the chief auditor of Guotai Junan. During the above-mentioned self-inspection, he bought and sold Guotai Junan shares, which was based on his own and his family's financial needs, and had nothing to do with this major asset restructuring. There was no case of using the inside information of this major asset restructuring to buy and sell Guotai Junan shares. Zhao Hong sold 20,000 shares of Guotai Junan A shares on October 16, 2024 and 52,700 shares of Guotai Junan A shares on October 17, 2024.[There is no silver here, three hundred and twenty! 】Insider verification of Guotai Junan and Haitong Securities: 11 natural persons bought and sold A shares during the self-inspection period.